Trust Center
Our documents, in one place.
Links to the firm’s SEC filings, its client agreements and disclosures, the companies it uses to deliver its services, and its security posture. Each link opens the document itself.
Regulatory status
Protocol Wealth, LLC is an investment adviser registered with the U.S. Securities and Exchange Commission (CRD #335298). Registration does not imply a certain level of skill or training. The filings below are served by the SEC and always show what is on file today.
Investment Adviser Public Disclosure
The SEC’s public record for the firm.
Form ADV Part 2A - Firm Brochure
SEC-filed brochure covering services, fees, conflicts, and business practices.
Form CRS - Client Relationship Summary
A short SEC-filed summary of our relationship, services, fees, and conflicts.
Form ADV Part 1A
The firm’s registration filing, as filed with the SEC.
Client agreements and disclosures
The terms a client agrees to and the risk disclosures that go with them.
General Terms and Conditions
The terms incorporated into the Client Advisory Agreement, with prior editions.
Terms of Service
Terms governing use of the website and related public digital services.
Privacy Policy
How we collect, use, share, and protect information.
AI & Technology Use Disclosure
Use of software, analytics, automation, and AI-assisted workflows.
Digital Assets & Onchain Activity Risk Disclosure
Risks of crypto assets, DeFi, staking, lending, smart contracts, custody, and onchain activity.
Options, Futures & Derivatives Risk Disclosure
Risks of options, futures, margin, leverage, and derivatives strategies.
ERISA and Retirement Plan Accounts Disclosure
Fiduciary basis (§3(21) or §3(38)), services and compensation under §408(b)(2), prohibited transactions, bonding, and digital assets in a plan account.
All disclosures
Every published disclosure in one place, with effective dates.
Data and vendors
The companies the firm uses to deliver its services.
Security
The firm’s published security posture, and how to reach us about a security issue.
Contact
Security concerns:[email protected]· Compliance and data questions:[email protected]
Changes to this page
- September 25, 2026. Rebuilt as a directory of the firm’s filed and published documents.
Last revised: September 25, 2026. Protocol Wealth, LLC is an SEC-registered investment adviser (CRD #335298). Registration does not imply a particular level of skill or training; advisory services are provided only under a signed advisory agreement.
This page links to the firm’s documents. It is general information — not a guarantee against any risk, not a security audit, certification, or endorsement of any third party, and not legal, tax, or investment advice. The linked documents are the authoritative sources on their topics.